Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maureen O'Conner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
Matthew LoitzJanney Montgomery ScottWells Fargo Advisors$15705-01-2018
Matthew Neal LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-01-2018
Eric J. MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Todd Andrew HammerPruco Securities, LLC.American Portfolios Financial Services, Inc.$2504-30-2018
Angelo CarlonePruco Securities, LLC.Wells Fargo Clearing Services, LLC$1,00004-26-2018
John Joseph McDermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
William R. RobinsOppenheimer & Co. Inc.J.P. Morgan Securities LLC04-20-2018
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Robert Romeo ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Thomas Xavier WaltonWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15003-29-2018
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Francis McKiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Joseph William Rocco Jr.MONECO AdvisorsStrategic Wealth Advisors Group03-26-2018
Adam Stanley TkaczukSPC Advisors, LLCAlpha Architect03-23-2018
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Joseph John StangoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-14-2018
Glenn Bradford JohnsonJabez Financial, LLCSJ FINANCIAL SERVICES, LLC03-14-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC03-09-2018
Paul William HoljesKestra Investment Services, LLCPrivate Advisor Group, LLC$2503-08-2018
Clare Elizabeth SheridanVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.03-02-2018
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
Jennifer Vuong HeimsAmeriprise Financial Services, Inc.Cornerstone Capital Partners Inc., N.A.$15002-26-2018
Mark Barkasy Jr.St. Bernard Financial Services, Inc.INVEST Financial Corporation02-26-2018
Christopher Francis HalotekRaymond James & Associates, Inc.Morgan Stanley$1,00002-23-2018
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Showing 126 to 150 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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