Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC$10012-19-2018
Thomas PapadopoulosLPL Financial LLCLPL Financial LLC12-17-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Thomas D. LewisLPL Financial LLCCUSO Financial Services, L.P.$5010-12-2018
Renee Patricia VanekLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26510-11-2018
James Wheaton WarnerLPL Financial LLCNorthstar Wealth Partners LLC$1010-06-2018
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Laurence Edward GreeleyLPL Financial LLCFSC Securities Corporation07-16-2018
Jenny D. BergeronLPL Financial LLCEdward Jones07-09-2018
Richard Donald SklenkaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2018
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Laurie Gerard GonthierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Eric Eugene Lawton IIILPL Financial LLCWestport Capital Markets, LLC$15006-01-2018
Hilary M Donofrio-LawtonLPL Financial LLCWestport Capital Markets, LLC$106-01-2018
Ralph FernandezLPL Financial LLCWaddell & Reed05-31-2018
Scott Louis LanglaisLPL Financial LLCStrategic Advisers LLC05-21-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
David Anthony ZavarelliLPL Financial LLCRaymond James Financial Services Advisors, Inc05-07-2018
David James DesantiLPL Financial LLCMML Investors Services, LLC05-02-2018
Nicholas PetronchakLPL Financial LLCWaddell & Reed05-01-2018
Solana OurnLPL Financial LLCPruco Securities, LLC.04-10-2018
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Michael G. WheelerLPL Financial LLCCommonwealth Financial Network02-01-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.