Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roberto Rabassa JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-02-2019
Gerald Raymond Alena Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Distributors LLC12-06-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Stacia Magdalene MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc08-09-2018
Christina Fernandes CalhelhaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Maureen O'Conner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
Jonathon TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC04-11-2018
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Francis McKiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.