Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
James Eric WagonerNewbridge Securities CorporationAdvisory Group Equity Services Ltd.$5008-10-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-28-2018
Brett Lee HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
Justin Scott HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Gregory John BavedasWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.09-19-2018
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
Andrea Marlene MigliaccioSantander Securities LLCCitizens Securities, Inc.01-02-2019
David Paul DufourCUNA Brokerage Services, Inc.Citizens Securities, Inc.08-21-2018
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Jeffrey Glen HirschlerSantander Securities LLCFidelity Personal and Workplace Advisors12-24-2018
Robert Kimball Dickson Jr.Royal Alliance Associates, Inc.FSC Securities Corporation08-01-2018
John David BrazelHD Vest Investment ServicesInvestacorp, Inc.11-02-2018
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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