Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Joseph Bernard McBrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Andrea Marlene MigliaccioSantander Securities LLCCitizens Securities, Inc.01-02-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Peter Augustus KaradimasGYL Financial Synergies, LLCResnick Advisors01-02-2019
Carol Ann WhelanCetera Advisors LLCQuestar Capital Corporation12-26-2018
Jeffrey Glen HirschlerSantander Securities LLCFidelity Personal and Workplace Advisors12-24-2018
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
Timothy Harold PlungisAmeriprise Financial Services, Inc.Lighthouse Financial Management, LLC12-21-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Peter John AiksnorasSecurities America, Inc.Questar Capital Corporation12-13-2018
Brian David WilliamsNorthshire Consulting, LLCTriad Advisors LLC12-12-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation12-12-2018
Jon D. KehlSecurities America, Inc.Questar Capital Corporation12-11-2018
Elizabeth A. WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Gerald Raymond Alena Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Distributors LLC12-06-2018
Scott Gregory StevensMedallion Wealth Advisors, LLCRaymond James & Associates, Inc.12-06-2018
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
William Joseph RyanAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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