Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Richard Sherman Rogers JrBelpointe Asset Management LLCWells Fargo Clearing Services, LLC12-03-2018
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Robert Matthew Halbert JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2018
Glenn RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-04-2018
Vincent Michael Camarota JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Glenn Hall RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-29-2018
BRANDON Christopher PHELPSMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Sarah IvinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-26-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-26-2018
Sviatlana V MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.