Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC01-11-2019
Keith Matthew KordichAmeriprise Financial Services, LLCMorgan Stanley$10001-11-2019
Johanna Bee FredianiJ.W. Cole Financial, Inc.Principal Securities, Inc.01-11-2019
Andrew Chandler ParksAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-11-2019
Scott Robert SawaG. A. Repple & CompanyCetera Financial Specialists LLC01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners$2501-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
George Francis Meehan IIIPruco Securities, LLC.Cetera Financial Specialists LLC01-10-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Cindy HuangMorgan StanleyJ.P. Morgan Securities LLC$2501-09-2019
Elizabeth A GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Dariel Aquino HernandezNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-08-2019
Allyn K HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Mark Whitney SprengerSlateStone Wealth LLCBoston Private Wealth01-07-2019
Samantha L SomersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.01-07-2019
Joe Tom King JrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-04-2019
Mark Vernon FautschCorinthian Partners, L.L.C.Northland Securities, Inc.$10001-04-2019
Susan Caroline BlackerbyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2501-04-2019
Andrew Scott PincusLPL Financial LLCKestra Advisory Services, LLC$15001-04-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Noah Hill KingAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10001-04-2019
Joseph Steven ZutlasGradient Securities, LLCPrincipal Securities, Inc.01-03-2019
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Showing 1 to 25 of 992 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.