Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Raymond HaginHD Vest Investment Services1st Global Capital Corp.$5001-26-2018
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Christopher Nicholas GacomGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Stephen Vincent GagliardiGreenline Wealth ManagementADP Broker-Dealer, Inc.08-14-2018
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Francis Xavier SchiavettiStoever, Glass & Company Inc.Aegis Capital Corp.$5410-23-2018
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
Mark Alan TerwilligerLPL Financial LLCAllstate Financial Services, LLC$5012-05-2018
Erick S. GustafsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC$2510-25-2018
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Shana Denise BurtG. A. Repple & CompanyAllstate Financial Services, LLC$2505-07-2018
Melissa L. MarsicoPNC InvestmentsAllstate Financial Services, LLC$5002-28-2018
John J. ButlerPruco Securities, LLC.Allstate Financial Services, LLC$5001-19-2018
Chad Allen DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation11-19-2018
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Robert Emmett LyonsGenerations Wealth Planning LLCAmerican Wealth Management, Inc.04-25-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T. ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-12-2018
Clyde Anthony JensenWoodstock Financial Group, Inc.Ameriprise Financial Services, Inc.$1010-05-2018
Robert DuKateRaymond JamesAmeriprise Financial Services, Inc.$12509-20-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.06-05-2018
Next Page »

Showing 1 to 25 of 756 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.