Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10007-06-2018
Adam David RauscherBiltmore Capital AdvisorsThrivent Investment Management Inc.12-18-2018
Adam James LocascioCetera Advisors LLCWaddell & Reed09-06-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-13-2018
Adam K. FensterOneAmerica Securities, Inc.MML Investors Services, LLC03-07-2018
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
Adam Michael GruberCPS Investment AdvisorsSUNDANCE WEALTH MANAGEMENT GROUP L.L.C.06-22-2018
Adrian A CalderaCiti International Financial Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-24-2018
Adrian C. JonesJ.P. Morgan Securities LLCGoldman Sachs & Co.11-30-2018
Adrienne Elise MooreLandsberg Bennett Private Wealth ManagementWells Fargo Advisors Financial Network, LLC08-08-2018
Adrienne Elizabeth BrownAmuni Financial, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-22-2018
Ahmet KildisFifth Third Securities, Inc.SunTrust Advisory Services, Inc.$50005-04-2018
Alan Bart McClureLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.12-05-2018
Alan BraticLPL Financial LLCCetera Advisors LLC$10008-01-2018
Alan Dean BushKBK Capital Management, LLCManaged Account Services, LLC01-12-2018
Alan E. BoyerSynovus Securities, Inc.Pruco Securities, LLC.$10003-05-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-18-2018
Alberto GuerreroWE Family OfficesVectorGlobal WMG09-28-2018
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$10007-19-2018
Alberto MagliozziRaymond James Financial Services, Inc.E*TRADE Securities LLC05-15-2018
Alberto SanchezSagePoint Financial, Inc.MML Investors Services, LLC06-11-2018
Aldain Christopher BeamNational Securities CorporationPFS Investments Inc.$10004-04-2018
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
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Showing 1 to 25 of 1,263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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