Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Michael James KerriganCalton & Associates, Inc.SagePoint Financial, Inc.01-07-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.01-04-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Ricardo Antonio QuirosBolton Global CapitalBolton Securities Corporation01-03-2019
Andrew S. VickPlanMember Securities CorporationMadison Avenue Securities, LLC01-03-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Daniel H. MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Justin Miles McDannaldInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC12-27-2018
Marney Adele SkinnerNYLIFE Securities LLCCapital Analysts12-24-2018
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments12-21-2018
Daniel M. StewartCUNA Brokerage Services, Inc.SunTrust Investment Services, Inc.12-21-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Luis Alberto DubonAnchor Advisory, LLCSafra Securities LLC12-18-2018
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Chad A. SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
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Showing 1 to 25 of 756 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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