Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam K. FensterOneAmerica Securities, Inc.MML Investors Services, LLC03-07-2018
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$10007-19-2018
Alberto SanchezSagePoint Financial, Inc.MML Investors Services, LLC06-11-2018
Allan Brett ZuckerPruco Securities, LLC.MML Investors Services, LLC06-14-2018
Alwin F Martinez GonzalezNYLIFE Securities LLCMML Investors Services, LLC05-03-2018
Brian Edward CodeCode Waechter LLCMML Investors Services, LLC01-12-2018
Christopher Thomas AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$50002-21-2018
Clarence Wathal Bush Jr.Bush Capital Management, LLCMML Investors Services, LLC09-04-2018
Dana Sue GoldbergWoodstock Financial Group, Inc.MML Investors Services, LLC06-12-2018
David Edwin GlazeRaymond James Financial Services, Inc.MML Investors Services, LLC04-12-2018
Ioannis K ProfylienosLincoln InvestmentMML Investors Services, LLC04-02-2018
James Duncan McgaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
Jean Francois LyseePruco Securities, LLC.MML Investors Services, LLC02-16-2018
Jeffrey J. KrugCambridge Investment Research, Inc.MML Investors Services, LLC$25011-16-2018
John Winston HegenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-18-2018
Jorge Enrique AriasOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$25010-10-2018
Linda Rae LoringPruco Securities, LLC.MML Investors Services, LLC$10002-27-2018
Manuel Alonso IIIRaymond James Financial Services, Inc.MML Investors Services, LLC05-15-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC$10003-23-2018
Mark Edward HritzHornor, Townsend & Kent, LLCMML Investors Services, LLC12-27-2018
Matthew Richard OlsenNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$10006-11-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Olga Lidia DevaluePruco Securities, LLC.MML Investors Services, LLC$15005-09-2018
Raquel Adriana Tangarife CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-29-2018
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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