Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Everett Andrew WilkersonCapital Investment Advisors, LLCTD Ameritrade, Inc.01-11-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC01-10-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$5001-09-2019
KENAN ANDERSON GodfreyTransamerica Financial Advisors, IncNYLIFE Securities LLC01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Philipp BiechtelerJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.01-08-2019
Thomas Joseph NeunerIfs SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC01-07-2019
William Luther DukeCetera Advisors LLCQuestar Capital Corporation$1401-04-2019
Brian John Mcgill IiKestra Advisory Services, LLCRedwood Wealth Management, LLC$25001-04-2019
Tiara Deshae KincaidRaymond James Financial Services, Inc.E*TRADE Securities LLC01-04-2019
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Rhonda B EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Todd Thomas FricksFortune Financial Services, Inc.Cantella & Co., Inc.01-02-2019
Kenneth J BellavanceInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Andrew B CastleberryInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Peter HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
David L CraneCentaurus Financial, Inc.Questar Capital Corporation12-18-2018
Daniel Joseph HarmeyerVALIC Financial Advisors, Inc.CUNA Brokerage Services, Inc.12-17-2018
James William SpoonerLPL Financial LLCAmeriprise Financial Services, LLC$2512-17-2018
William Rothwell WilcoxLPL Financial LLCCetera Investment Services LLC$2512-17-2018
Lincoln Kimani NyingiPeachCap Securities, Inc.E*TRADE Securities LLC12-17-2018
Rush Merrill JamesAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
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Showing 1 to 25 of 337 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.