Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert David HaggardADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIPACG Wealth Inc.03-06-2018
Richard Gordon Mooney IIIAllen, Mooney & Barnes Investment Advisors, LLCAllen, Mooney & Barnes Investment Advisors, LLC$10002-23-2018
Miron Herbert Allen Jr.Allen, Mooney & Barnes Investment Advisors, LLCAllen, Mooney & Barnes Investment Advisors, LLC$5002-23-2018
Robby Lee PittsAllen, Mooney & Barnes Investment Advisors, LLCAllen, Mooney & Barnes Investment Advisors, LLC02-22-2018
Gordon Daniel MacquirterAllen, Mooney & Barnes Investment Advisors, LLCAllen, Mooney & Barnes Investment Advisors, LLC$102-22-2018
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Peter Andrew HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
Michael L. HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Jonathan Flint AbryPruco Securities, LLC.Allstate Financial Services, LLC08-20-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
Derek Ray HuffVoya Financial Advisors, Inc.Allstate Financial Services, LLC03-23-2018
Terry Allan StoorHenssler FinancialALPS Distributors, Inc.$5012-05-2018
Lewis Jackson GraceStadion Money Management, LLCALPS Distributors, Inc.$2409-19-2018
Willis Barnett Wiggins DobbsLakeview Capital Partners, LLCAlston Capital Advisors, LLC11-02-2018
James William SpoonerLPL Financial LLCAmeriprise Financial Services, LLC$2512-17-2018
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15012-10-2018
Bryan Scott HuttoLPL Financial LLCAmeriprise Financial Services, LLC$2509-06-2018
Thomas Arthur SmylieIfs SecuritiesAmeriprise Financial Services, LLC$5008-07-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-02-2018
Jason Benito IbarraUSI Securities, Inc.Ameriprise Financial Services, LLC07-20-2018
James Eric CopelandAdvisory Services NetworkAmeriprise Financial Services, LLC05-03-2018
Vanessa Jayne StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-27-2018
Michel Ian CowderyBIP Wealth, LLCAmeriprise Financial Services, LLC03-09-2018
Nicholas Carlyle CampbellMercer Global Advisors Inc.Ameriprise Financial Services, LLC02-08-2018
Shirla J. DemoreNext Financial Group, Inc.Ameritas Investment Company, LLC$2504-16-2018
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Showing 1 to 25 of 470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.