Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Peter Andrew HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
Michael L. HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2018
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Vanessa Jayne StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Michel Ian CowderyBIP Wealth, LLCAmeriprise Financial Services, Inc.03-09-2018
Nicholas C. CampbellMercer Global Advisors Inc.Ameriprise Financial Services, Inc.02-08-2018
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Kevin Michael FergusonFerguson Shapiro LLCAXA Advisors, LLC07-23-2018
Laurence Eugene DevallHorace Mann Investors, Inc.AXA Advisors, LLC06-06-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC04-27-2018
Kevin Patrick BourkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBessemer Investor Services, Inc.03-22-2018
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.11-30-2018
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Joseph B. Samples IIIIFS SecuritiesCambridge Investment Research, Inc.$1007-31-2018
Todd Thomas FricksFortune Financial Services, Inc.Cantella & Co., Inc.01-02-2019
Craig William PfauLocust Lane Partners, LPCarswell Investments, LLC10-22-2018
Steven Michael ElefsonIFS SecuritiesCary Street Partners$10001-02-2019
William Douglas AdamsCUNA Brokerage Services, Inc.Cetera Advisors LLC12-14-2018
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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