Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Howard GoldsteinSouthport CapitalEdward Jones12-05-2018
Denzel Ja'Vaughn ColemanWells Fargo Clearing Services, LLCEdward Jones05-03-2018
Eric Scott WilsonPruco Securities, LLC.Edward Jones02-26-2018
Harold Tyler GayWells Fargo Clearing Services, LLCEdward Jones09-14-2018
James T. CarrE*TRADE Securities LLCEdward Jones06-14-2018
Jeffery HattawayAmeriprise Financial Services, LLCEdward Jones10-19-2018
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
Kristopher Wayne DennisFirst Command Financial Planning, Inc.Edward Jones10-15-2018
Stephen Carl KoehlerNext Financial Group, Inc.Edward Jones10-17-2018
Stephen David TracyIfs SecuritiesEdward Jones$5003-15-2018
Steven James BeebeNext Financial Group, Inc.Edward Jones$2502-14-2018
Trent Linville DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.