Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Alexander S GarrettAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
Amanda Jean SullivanInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Brandon T. HattonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-18-2018
Britton H. TrimmerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-18-2018
Charles Z MahaffeyVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2018
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
David William BroderickSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2018
Denise L HerringSA Stone Wealth Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Edmund Brett NoblesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
Geoffrey Scott DerberRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
George Samedi LacoudeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Grace C HarrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Hayden Torsten GerwienHoward Capital Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Jack Newell Bell Jr.BB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Jeffery Vernon WrightNovaPoint Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2018
Jerron Denard GreenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
John Andrews VRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-21-2018
Jonathan Nicholas PapacFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2018
Jonathan ParrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
Joseph MontgomeryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Kelly Lee BouchillonSound View Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2018
Kenneth Kaull BuddMeadow Creek Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-20-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.