Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin D. OmanAmeriprise Financial Services, LLCE*TRADE Securities LLC08-23-2018
Reynaldo Orion PolAmeriprise Financial Services, LLCE*TRADE Securities LLC05-01-2018
Jeffery HattawayAmeriprise Financial Services, LLCEdward Jones10-19-2018
Joseph P. MicacchioneAmeriprise Financial Services, LLCFidelity Personal and Workplace Advisors08-13-2018
Alexander S GarrettAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
Robyn Lynell AdamsAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2018
Jarrod Douglas HowardAmeriprise Financial Services, LLCMorgan Stanley11-23-2018
Donald Keith RenstromAmeriprise Financial Services, LLCProEquities, Inc.10-29-2018
Randall Paul MacneillAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2507-24-2018
Jonathan Lance HemmingsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-12-2018
Jonathan Scott MastersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-02-2018

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.