Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Timothy Robert WellmanLPL Financial LLCFirst Heartland Capital, Inc.01-04-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$101-02-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$112-21-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.$112-19-2018
Jeffrey Michael BaldigoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.12-18-2018
Chad T MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.$2512-07-2018
Stephen Robert MickelsonRed CedarCetera Advisors LLC12-07-2018
Jenifer Jeanne RieckPruco Securities, LLC.Thrivent Investment Management Inc.12-06-2018
Neil Robert ScullyPlanMember Securities CorporationParkland Securities, LLC12-04-2018
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Eric Charles BellBrokers International Financial Services, LLC.Park Avenue Securities LLC11-19-2018
Keith Carl PochobradskyCWM, LLCNorthwestern Mutual Investment Services, LLC11-06-2018
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
Dante Alexander TrimbleCUNA Brokerage Services, Inc.Edward Jones10-24-2018
Steven Andrew VonmuensterCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Mary Jo RuffridgeWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.$2510-19-2018
Matthew Joseph WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Zachary Allen KnutsonInnovative Wealth Management, LLCSignator Investors, Inc.10-18-2018
Jeff Johnston,Brock RennerLPL FinancialCambridge Investment Research$52010-18-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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