Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Alan LyonsIndependent Financial PartnersAdvantage Investment Management, LLC$1,00009-28-2018
Michael Thad CorbinFBL Marketing Services, LLCAllstate Financial Services, LLC02-26-2018
Jonathan Charles YoungCUNA Brokerage Services, Inc.American Funds Distributors, Inc.$2502-08-2018
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC11-05-2018
Leroy Leslie Franck IIICetera Financial Specialists LLCAmeriprise Financial Services, LLC10-04-2018
Mark Donald ThollWealthspan Partners, LLCAmeriprise Financial Services, LLC$5009-21-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, LLC09-21-2018
Lori Lynne RowanMorgan StanleyAmeriprise Financial Services, LLC07-12-2018
Nathan S. MooreFBL Marketing Services, LLCAmeritas Investment Company, LLC07-30-2018
Robert Timothy VentourBFC Planning, Inc.Avantax Investment Services, Inc.10-12-2018
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Douglas John WhiteFBL Marketing Services, LLCAXA Advisors, LLC02-14-2018
Chad Wayne HansenWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.11-05-2018
Brad M. BurckelCUNA Brokerage Services, Inc.BBVA Securities Inc.12-27-2018
James David Armer Jr.CUNA Brokerage Services, Inc.BBVA Securities Inc.06-12-2018
Walter Barry CristConcorde Investment Services, LLCBFC Planning, Inc.03-09-2018
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
Mary J. RuffridgeWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.$2510-19-2018
Matthew J. WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Matt James KacerBrokers International Financial Services, LLC.Broker Dealer Financial Services Corp.10-15-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
David James JarvillInfinex Investments, Inc.Broker Dealer Financial Services Corp.$12510-11-2018
Grant William De VriesInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Kathryn E. KraftKraft Financial, LLCBroker Dealer Financial Services Corp.10-05-2018
James Stephen GrossNations Financial Group, Inc.Broker Dealer Financial Services Corp.$5009-26-2018
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Showing 1 to 25 of 207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.