Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James WhittersThe O.N. Equity Sales CompanyThe O.N. Equity Sales Company01-04-2019
Adam Joseph MedinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2018
Alan Nelson BarnesCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$1007-18-2018
Amanda J. RhoadesLPL Financial LLCLPL Financial LLC04-04-2018
Amanda Michele GibbAmeriprise Financial Services, LLCRBC Capital Markets, LLC11-20-2018
Amit PoddarLPL Financial LLCSignator Investors, Inc.$5003-29-2018
Amy Lynn PenningtonPrincipal Securities, Inc.GWFS Equities, Inc.06-15-2018
Andrea J PaffTIAA-CREF Individual & Institutional Services, LLCRBC Capital Markets, LLC$15012-06-2018
Angel Dawn RysdamPrincipal Securities, Inc.MML Investors Services, LLC08-29-2018
Aron Kent ScottNYLIFE Securities LLCNYLIFE Securities LLC05-30-2018
Austin J. DeutschPrincipal Securities, Inc.Cambridge Investment Research, Inc.02-02-2018
Barry Luther BuchholzPrivate Client Services, LLCCambridge Investment Research, Inc.$1,00004-25-2018
Belen KrabbeProsperity Capital AdvisorsRegulus Advisors, LLC$5001-04-2019
Brad M. BurckelCUNA Brokerage Services, Inc.BBVA Securities Inc.12-27-2018
Brady J. StruchenAmeritas Investment Company, LLCWoodbury Financial Services, Inc.09-06-2018
Brandon S. BoseGradient Securities, LLCLincoln Investment04-12-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
Brenda M. BushTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.11-14-2018
Brenda Ruth BotensCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, LLC09-21-2018
Brian Matthew ThompsonRockway Wealth PartnersVisionPoint Advisory Group06-28-2018
Brian Paul NaumanPlanMember Securities CorporationParkland Securities, LLC$5011-13-2018
Brock William RennerLPL Financial LLCCambridge Investment Research, Inc.08-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.