Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Amy Marie JansenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew A. JansenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Arron CramerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barry Curtis JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Blake D. HelmsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bradley Joseph SchmitzLPL Financial LLCSII Investments, Inc.02-14-2018
Brady J. StruchenAmeritas Investment Corp.Woodbury Financial Services, Inc.09-06-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
Brenda Ruth BotensCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Brian Allen SokolCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian David GogelCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Brian Matthew ThompsonRockway Wealth PartnersVisionPoint Advisory Group06-28-2018
Brian Richard BoedekerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brittany K. KochLPL Financial LLCSII Investments, Inc.02-14-2018
Carl William MersereauCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Chadwic Joseph SarsfieldRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Charles Thomas Puccio IIIPrivate Client Services, LLCSII Investments, Inc.$2501-15-2018
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Chase Gregory FelchleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christina Ann LuedersKingdom Wealth Development, LLCCambridge Investment Research, Inc.01-17-2018
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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