Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
Neil Keith WilkinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
John Scott JaegerRoyal Alliance Associates, Inc.Signator Investors, Inc.$13411-02-2018
Douglas Robert SchulteRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Eric Michael KaestnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
William David BertranRoyal Alliance Associates, Inc.Signator Investors, Inc.$5211-02-2018
Leonard Anderson Pierce Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Roy Daniel Elliott IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel Jon CorrowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Reed Alan SchwarckRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Thomas Theo FoxRoyal Alliance Associates, Inc.Signator Investors, Inc.$4811-02-2018
Kirk Dennis HaefnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$3611-02-2018
Philip Frederick HauserRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Timothy Lee TravisRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Russell John FeldmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Eric Michael DawsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Kelly Dean SteeleRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Gregory Alan JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2011-02-2018
Erin Mary WordenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1811-02-2018
Thomas Joseph BurkeRoyal Alliance Associates, Inc.Signator Investors, Inc.$1311-02-2018
William James WarrenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Lynette Marie FitzgeraldRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Jeffrey Alan HillemanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Jesse Edward MeehanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Paul Carmen MillerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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