Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Adam Jacob BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Adam Jonathan PriceStrategic Wealth PartnersCreative Planning09-25-2018
Adam StraussCresset Asset Management, LLCStifel, Nicolaus & Company, Incorporated06-15-2018
Adam WarkenthienJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Adrian ByrdE*TRADE Securities LLCScottrade, Inc.03-16-2018
Adrianne Lindsey GibbonsLPL Financial LLCGWFS Equities, Inc.05-03-2018
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$1711-01-2018
Ahmed Essam TahaNorthern Trust Securities, Inc.SEI Investments Distribution Co.03-21-2018
Alan Alfonso BanuelosMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-23-2018
Alan Joseph ThomilsonCornerstone Securities LLCAmeriprise Financial Services, LLC08-13-2018
Alan Richard NadolnaHighpoint Advisor Group, LLCTSFG, LLC$5005-18-2018
Alex W. HelmsNorthwestern Mutual Investment Services, LLCFidelity Personal and Workplace Advisors11-14-2018
Alexandra Conroy BaigCompanions On Your JourneyCreative Planning02-20-2018
Alexandro GonzalezJ.P. Morgan Securities LLCEdward Jones03-21-2018
Alexis Paul RiveraCharles Schwab & Co., Inc.JMC Wealth05-14-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Allen Peter KurkoLPL Financial LLCParkland Securities, LLC$2502-27-2018
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Amanda MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2018
Amber C. SuttonFifth Third Securities, Inc.NYLIFE Securities LLC05-10-2018
Amiel VolinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC05-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.