Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC$101-07-2019
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Genan Marie KirbyCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$15001-04-2019
John Taylor MorrowSecurities America, Inc.Questar Capital Corporation$2501-02-2019
David Anthony JaicomoJ.P. Morgan Securities LLCHuntleigh Securities Corporation$5012-20-2018
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00012-18-2018
Maryann DiamondThurston Springer FinancialEdward Jones$2512-18-2018
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18212-14-2018
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
J Gregory RustAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Eric Richard SteelMoloney Securities Co., Inc.Planned Investment Co., Inc.$2512-13-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC12-12-2018
Eugene Christopher Ylo IVFirst Allied Securities, Inc.Strategic Financial Group, LLC$15012-12-2018
Amy Jo RiceOneAmerica Securities, Inc.Lincoln Investment$5012-05-2018
Tod Daniel LashwayOneAmerica Securities, Inc.Park Avenue Securities LLC12-05-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Denise Julius ZumbrunThurston Springer FinancialCitigroup Global Markets Inc.11-30-2018
Gregory Taylor ShieldsMidwest Wealth Management Inc.Commonwealth Financial Network11-30-2018
Matthew DoyleTrimingham FinancialNorthwestern Mutual Investment Services, LLC11-28-2018
Brenda Lynn GoekenAmeriprise Financial Services, Inc.Edward Jones$2511-15-2018
Michael Robert FarrSecurities America, Inc.Lincoln Financial Securities Corporation$10011-15-2018
Gregory Lewis VayhingerPNC InvestmentsBMO Harris Financial Advisors, Inc.11-14-2018
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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