Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael GrunawaltAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Adan Hererra DiazAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC10-25-2018
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, LLC10-30-2018
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, LLC09-14-2018
William Lee DavisHilltop Wealth SolutionsAmeriprise Financial Services, LLC03-02-2018
Matthew David AurenzHilltop Wealth SolutionsAmeriprise Financial Services, LLC01-31-2018
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, LLC$10001-30-2018
Al P. LindstenUSA Financial Securities CorporationAPW Capital, Inc.$5001-17-2018
Brian L. NieuwlandtUSA Financial Securities CorporationAPW Capital, Inc.01-17-2018
Matthew Eric FryUSA Financial Securities CorporationAPW Capital, Inc.$12801-17-2018
James Nicholas VolpeArcher Investment CorporationAvantax Investment Services, Inc.01-09-2019
Tamara Everman WilliamsArcher Investment CorporationAvantax Investment Services, Inc.11-21-2018
Tolulope Akin-OlugbemiArcher Investment CorporationAvantax Investment Services, Inc.08-20-2018
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Desmond Sheehan MularskiArcher Investment CorporationAvantax Investment Services, Inc.07-16-2018
Reno Mark BorgognoniArcher Investment CorporationAvantax Investment Services, Inc.$106-28-2018
Jennifer Lynn AllenArcher Investment CorporationAvantax Investment Services, Inc.06-14-2018
Bill Miranda CasarezArcher Investment CorporationAvantax Investment Services, Inc.06-05-2018
Richard Douglas KingArcher Investment CorporationAvantax Investment Services, Inc.05-22-2018
Phillip Allen HolcerCFD Investments, Inc.Avantax Investment Services, Inc.03-13-2018
Leslie Seawell GarskeCapital Cities InvestmentsAXA Advisors, LLC12-03-2018
Trevor John CzerniejewskiAmeriprise Financial Services, LLCAXA Advisors, LLC06-21-2018
Chelsea Jessica Hoffman BrownNYLIFE Securities LLCAXA Advisors, LLC03-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.