Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC10-25-2018
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, Inc.01-30-2018
Brian L. NieuwlandtUSA Financial Securities CorporationAPW Capital, Inc.$15001-17-2018
Matthew Eric FryUSA Financial Securities CorporationAPW Capital, Inc.$12801-17-2018
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
Jeremy F. LloydAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Gregory Lewis VayhingerPNC InvestmentsBMO Harris Financial Advisors, Inc.11-14-2018
Donna C. CaprettiFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.03-22-2018
Linda K. BrouilletteInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
Matthew William HolbrookSkyview Capital ManagementCambridge Investment Research, Inc.02-01-2018
Deborah Lynn HelmerAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.01-29-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Joseph John MandujanoCUNA Brokerage Services, Inc.Cetera Advisors LLC01-12-2018
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
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Showing 1 to 25 of 273 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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