Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas J RollerBrookstone Capital Management LLCNTB Financial Corporation01-11-2018
Joshua L MillardBrookstone Capital Management LLCNTB Financial Corporation01-11-2018
Christina Ann ThompsonHefty Wealth PartnersLPL Financial LLC01-11-2018
Joseph John MandujanoCUNA Brokerage Services, Inc.Cetera Advisors LLC01-12-2018
John Eric HillCambridge Investment Research, Inc.Signator Investors, Inc.$50001-16-2018
Kevin Patrick ZeyenPruco Securities, LLC.MML Investors Services, LLC01-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Michael J. RichardsonCapital AnalystsParkland Securities, LLC01-16-2018
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Matthew Eric FryUSA Financial Securities CorporationAPW Capital, Inc.$12801-17-2018
Brian L. NieuwlandtUSA Financial Securities CorporationAPW Capital, Inc.$15001-17-2018
Al P. LindstenUSA Financial Securities CorporationAPW Capital, Inc.$50001-17-2018
Patrick G BallardRaymond James Financial Services, Inc.INVEST Financial Corporation$33001-18-2018
Scott Thomas KoontzFarmers Financial Solutions, LLCTaylor Capital Management Inc.01-18-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Andrew Jay JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Thomas Lee JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
Edward H. ChoKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Matthew Horry AllgoodAmerican Equity Investment CorporationSoutheast Investments, N.C., Inc.01-25-2018
VERNON GRANT STEWARTAdvantage Investment Management, LLCSecurities America Advisors, Inc.01-25-2018
Ivory C. SalmonKey Investment Services LLCFifth Third Securities, Inc.01-26-2018
Peter Kuhns BartelVista Investment Partners LLCCantella & Co., Inc.01-27-2018
Matthew Lee RangNorthwestern Mutual Investment Services, LLCEdward Jones$10001-29-2018
Ryan Curtis LawsonCetera Investment Services LLCOneAmerica Securities, Inc.01-29-2018
Next Page »

Showing 1 to 25 of 349 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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