Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron FryeRaymond JamesHilliard Lyons$5511-13-2018
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$50003-02-2018
Adam Barrett SpenceCX Institutional, LLCCPF TEXAS10-09-2018
Adam Christopher VaalWillow Financial Consulting, LLCFDX Advisors, Inc.02-19-2018
Adam Michael SuttonCornerstone Wealth PartnersSecure Investment Management, LLC10-23-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Al P. LindstenUSA Financial Securities CorporationAPW Capital, Inc.$50001-17-2018
Alex James DavisMidwest Wealth Management Inc.Commonwealth Financial Network11-01-2018
Allison J. ZechHorace Mann Investors, Inc.J. W. Cole Advisors, Inc.$10005-30-2018
Allison Marie GruesbeckRaymond James & Associates, Inc.Schwab Private Client Investment Advisory, Inc.$10007-16-2018
Amy J. RiceOneAmerica Securities, Inc.Lincoln Investment$50012-05-2018
Amy Jo RiceLincoln InvestmentOneAmerica Securities, Inc.$50007-30-2018
Andrew Jay JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Andrew SmithLPL Financial LLCEdward Jones$10007-16-2018
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
Angela Jo MercerNorthwestern Mutual Investment Services, LLCLPL Financial LLC$50002-12-2018
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-14-2018
Angelic HaligaLincoln Financial Advisors CorporationGWFS Equities, Inc.07-19-2018
Angie Messer, Greg RustHilliard LyonsAmeriprise Financial Services, Inc.$18212-14-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Anthony Alvin MccarterVALIC Financial Advisors, Inc.MWA Financial Services Inc.$10006-20-2018
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
Anthony James KerinsVALIC Financial Advisors, Inc.MML Investors Services, LLC$10007-02-2018
Arec Wayne LigonMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.10-25-2018
Ashley Michelle KistlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-28-2018
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Showing 1 to 25 of 349 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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