Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason James SmitkaScout Wealth Management, LLCAE Wealth Management, LLC08-24-2018
Samuel Hiram DominguezCreative PlanningAmerican Century Investment Services Inc.05-24-2018
Nicholas Robert MadlIntellicents Investment Solutions IncAmerican Century Investment Services Inc.02-27-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Heather Noelle HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.01-31-2018
Nicholas Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.01-24-2018
Michael Remer HammersmithHeartland Wealth Strategies LLCAmeritas Investment Corp.01-10-2019
Kyle William AndersonNorthwestern Mutual Investment Services, LLCAscensus Broker Dealer Services, LLC01-10-2019
Jeremy Scot NolandLPL Financial LLCAscensus Financial Services, LLC.05-21-2018
Samuel W. MilnerThe O.N. Equity Sales CompanyAXA Advisors, LLC04-02-2018
Norman J Craig Jr.Broker Dealer Financial Services Corp.AXA Advisors, LLC04-02-2018
Rodney Wayne SimpsonLincoln Financial Advisors CorporationBancWest Investment Services, Inc.08-14-2018
Brett A. StehlCreative PlanningBenjamin F. Edwards & Company, Inc.03-26-2018
John Richard MatheisUnion Capital CompanyBerthel, Fisher & Company Financial Services, Inc.$50007-16-2018
Travis Dean KnightCreative PlanningBKD Wealth Advisors, LLC01-07-2019
Nathan Cole GoodmanFamily Investment CenterBOK Financial Securities, Inc.02-07-2018
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.$10010-19-2018
Richard L. DollPrivate Advisor Group, LLCCambridge Investment Research, Inc.10-10-2018
Pamela A. CorrickVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-06-2018
Brian L BurwellPrivate Client Services, LLCCambridge Investment Research, Inc.$10004-25-2018
Timothy Joseph AccursoPrivate Client Services, LLCCambridge Investment Research, Inc.$10004-25-2018
Vernon James HenryClient One Securities LLCCambridge Investment Research, Inc.$25002-09-2018
Anthony David BolstorffMariner Wealth AdvisorsCarlson Capital Management, LLC06-22-2018
Bradford Stewart FittsKestra Investment Services, LLCCentury Securities Associates, Inc.$40002-09-2018
Brian Bertron WestemeyerMutual Securities, Inc.Cetera Advisors LLC$15008-17-2018
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Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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