Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle William AndersonNorthwestern Mutual Investment Services, LLCAscensus Broker Dealer Services, LLC01-10-2019
Ethan Thomas PaceThe Retirement Planning Group, Inc.Northwestern Mutual Investment Services, LLC01-10-2019
Michael Remer HammersmithHeartland Wealth Strategies LLCAmeritas Investment Corp.01-10-2019
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Travis Dean KnightCreative PlanningBKD Wealth Advisors, LLC01-07-2019
Cole Gerard TrippCreative PlanningWaddell & Reed01-07-2019
Kathryn Michele AlexanderCommunityAmerica Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Bruce Alan SimmonsDavid A. Noyes & CompanyWorld Equity Group, Inc.12-20-2018
Robert Henry KelloggChange Path LLCNuance Investments, LLC12-13-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Shirley Diane SkoloutAvantax Investment Services, Inc.Nationwide Securities, LLC12-12-2018
Cody S. CarpenterCreative PlanningNorthwestern Mutual Investment Services, LLC12-07-2018
Joshua Robert William TarrCreative PlanningMutual Securities, Inc.12-07-2018
Larry Edward JonesResources Investment AdvisorsIndependent Financial Partners12-05-2018
Anthony Michael FranchimoneResources Investment AdvisorsLPL Financial LLC12-05-2018
Sean Mitchell CiemiewiczResources Investment AdvisorsLPL Financial LLC12-05-2018
Taylor Ryan JonesResources Investment AdvisorsIndependent Financial Partners12-05-2018
David Bruce UtterResources Investment AdvisorsLPL Financial LLC12-04-2018
Daniel Thomas DuboisResources Investment AdvisorsIndependent Financial Partners12-04-2018
Matthew MacielMaciel Wealth ManagementPrincipal Securities, Inc.12-03-2018
Darrell Thomas AlfordResources Investment AdvisorsLPL Financial LLC12-03-2018
Larry Robert DeatherageResources Investment AdvisorsLPL Financial LLC12-03-2018
Richard Keith RobertsonResources Investment AdvisorsLPL Financial LLC12-03-2018
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Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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