Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Katherine A. RippeThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.01-09-2019
Dennis F. GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Donald Howard HartAllstate Financial Services, LLCOneAmerica Securities, Inc.12-20-2018
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC12-13-2018
James Edward ClouseSecurities America, Inc.FSC Securities Corporation12-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
Nathan Aaron BayCUSO Financial Services, L.P.Thrivent Investment Management Inc.12-10-2018
Stokes Andrew BairdWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Robert Emmett Faesy Jr.Fortune Financial Services, Inc.Securities America, Inc.11-30-2018
Steven Andrew CoyneLPL Financial LLCJackson National Life Distributors LLC11-30-2018
Joseph Louis HeintzmanMML Investors Services, LLCW&S Brokerage Services, Inc.$10011-29-2018
Jeffrey Clayton MeadorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$15011-27-2018
Ganna KravchukMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
Marcia Johnson CammackKestra Investment Services, LLCMWM ADVISORY$1011-16-2018
Nathan David McNultyKestra Investment Services, LLCMWM ADVISORY11-16-2018
Laura A. DuffEdward JonesWells Fargo Clearing Services, LLC11-16-2018
Alexander Louis CrawfordEdward JonesFidelity Brokerage Services LLC11-12-2018
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
Eugene CoxWoodbury Financial Services, Inc.MML Investors Services, LLC11-02-2018
Elliot TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$8711-01-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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