Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Andrew SchmitzRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15001-11-2019
Michael Saul BrodskyW&S Brokerage Services, Inc.NYLIFE Securities LLC01-04-2019
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$50012-26-2018
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.$10012-20-2018
Marrisa Michelle TaylorInfinex Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-18-2018
Abby Lauren DueittMML Investors Services, LLCEdward Jones12-18-2018
Nicholas MartinRaymond James Financial Services, Inc.Edward Jones$10012-14-2018
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Adam F. HewittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Don Gene BanksWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Lloyd George Etheredge Jr.Fortune Financial Services, Inc.Lincoln Financial Securities Corporation$10012-03-2018
Jason Timothy ReevesMML Investors Services, LLCVALIC Financial Advisors, Inc.12-03-2018
Phillip Shayne FontenotGWM Advisors, LLCInfinex Investments, Inc.12-03-2018
Evan Drew SaterfielGWM Advisors, LLCInfinex Investments, Inc.12-03-2018
Kathryn Lanier FontaineTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Susan I FontaineTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Scott Lindsay DeupreeGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Benjamin R. JamesGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Leslie Michelle OakesGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Victoria DickersonAllstate Financial Services, LLCRoyal Alliance Associates, Inc.11-30-2018
Stacy Hawkins HooverJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
John Allard MitchellGWM Advisors, LLCInfinex Investments, Inc.11-30-2018
Parker Christian LapeyreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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