Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katalin Maria OrbanLPL Financial LLCForesters Financial Services, Inc.01-11-2018
Jennifer M DavidsonNorthwestern Mutual Investment Services, LLCMorgan Stanley01-19-2018
Patrick Connor DoughertyInfinex Investments, Inc.LPL Financial LLC01-22-2018
Brandon Spaulding AffeldtUBS Financial Services Inc.Columbia Management Investment Distributors, Inc.01-22-2018
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Donald E Gilbert IiiGilbert Investment ManagementBolton Global Capital01-24-2018
Christine Elizabeth BelairCUNA Brokerage Services, Inc.LPL Financial LLC$2501-26-2018
G A David GrayJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.01-29-2018
John G Lewis IIIJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5001-29-2018
Laurel A JablonskiAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.01-30-2018
Andrew Theodore SillariCompass Securities CorporationBHA Select Network, LLC02-01-2018
Ian WatsonCantella & Co., Inc.Wells Fargo Clearing Services, LLC$4502-02-2018
John Thomas LianIntegrated Wealth Concepts LLCMML Investors Services, LLC02-02-2018
Kevin NeagleBolton Global CapitalJulius Baer$45002-05-2018
Phillip Robert Cheney JrMoors & Cabot, Inc.RBC Capital Markets, LLC02-05-2018
Hunter A WagnerSecurian Financial Services, Inc.Hornor, Townsend & Kent, LLC02-07-2018
Sean David WhalenAsset Strategy Advisors, LLCTriad Advisors LLC02-12-2018
Kristen CurleyCompass Securities CorporationThe O.N. Equity Sales Company02-16-2018
John Patrick KeatingOppenheimer & Co. Inc.Moors & Cabot, Inc.$2502-16-2018
Daniel Scott Chabott SrCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Matthew Douglas BiggarStage Harbor Financial, LLCWeston Securities Corporation02-16-2018
Andre Matos FernandesStage Harbor Financial, LLCWeston Securities Corporation02-16-2018
William Francis LefavorStage Harbor Financial, LLCWeston Securities Corporation02-20-2018
Gregory Peter MurrayKelly Financial Services LLCKelly Financial Services LLC02-20-2018
David William Kelson JrInfinex Investments, Inc.Citizens Securities, Inc.02-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.