Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Kenneth M PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Mary Ellen HammondLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Luke E KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Laura Dean Perkins MarkoffWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Mark Thomas HumphriesSentinel Financial Planning, LLCInternational Money Management Group, Inc.01-02-2019
Jonathan WheelerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.$15012-27-2018
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Richard M Appling IIICUNA Brokerage Services, Inc.BB&T Securities, LLC12-18-2018
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
Danny EmbreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$2512-13-2018
Ira Gerald Turpin JrLPL Financial LLCSummit Brokerage Services, Inc.12-12-2018
Bonnie Kay BaileyCWM, LLCCetera Advisor Networks LLC12-11-2018
John Joseph Cahill IVWells Fargo Clearing Services, LLCPNC Investments$2512-03-2018
Robert Hellinger GeorgeLPL Financial LLCH. Beck, Inc.11-30-2018
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Ryan Eric TownsleyTown CapitalEdward Jones11-29-2018
Michael Andy EppsMML Investors Services, LLCSecurian Financial Services, Inc.11-28-2018
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.