Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patrick StelmanAcorn Wealth Advisors, LLCCambridge Investment Research, Inc.07-11-2018
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Nicholas Justin DickinsonAllstate Financial Services, LLCInvestment Professionals, Inc.$15007-13-2018
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Timothy DijakAmeriprise Financial Services, LLCRaymond James$13911-02-2018
Frank Mcnair Sims JrAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
Timothy John DijakAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10011-02-2018
Regan J WildaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Kenneth Michael OslerAmeriprise Financial Services, LLCB. Riley Wealth Management10-19-2018
Wendy Lou MitchellAmeriprise Financial Services, LLCSagePoint Financial, Inc.10-15-2018
Spencer Peter PoppAmeriprise Financial Services, LLCMcAdam LLC10-12-2018
Michael G BrodowiczAmeriprise Financial Services, LLCEquitable Advisors, LLC07-20-2018
Jeffrey William NeumannAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-18-2018
Catherine J DowlingAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-18-2018
John George GellaschAmeriprise Financial Services, LLCB. Riley Wealth Management03-29-2018
Anthony Michael CaruanaAmeriprise Financial Services, LLCB. Riley Wealth Management03-29-2018
Raymond Carl RitterAmeriprise Financial Services, LLCB. Riley Wealth Management03-29-2018
William Courtney FayAmeriprise Financial Services, LLCWaddell & Reed$2503-29-2018
Kenneth Alan GassAmeriprise Financial Services, LLCWaddell & Reed$1003-28-2018
Andrey IlyasovAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Robert J ButlerAmeriprise Financial Services, LLCAvantax Investment Services, Inc.02-06-2018
Frank Frederick PatrickAmeriprise Financial Services, LLCB. Riley Wealth Management$15001-12-2018
Todd Jeremy McCoyAmeritas Investment Company, LLCOneAmerica Securities, Inc.01-11-2019
Michael Alan PowellAmeritas Investment Company, LLCPruco Securities, LLC.11-28-2018
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Showing 1 to 25 of 445 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.