Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie D LendmanTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC01-11-2018
Dathan LumpkinsWells Fargo Clearing Services, LLCJPMorgan Chase & Co.$11101-12-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
Frank Frederick PatrickAmeriprise Financial Services, LLCB. Riley Wealth Management$15001-12-2018
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15001-12-2018
Jon Michael RandallStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-16-2018
Matthew David SumnichtMML Investors Services, LLCEquitable Advisors, LLC01-16-2018
Tom Hankins Jay LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$19701-17-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Thomas William Hankins SrStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Craig Allen WagenschutzEdward JonesAccelerated Wealth Advisors LLC01-19-2018
William Simon RubenfaerBlue Chip Partners, Inc.SAGE CAPITAL MANAGEMENT, LLC01-19-2018
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
David William McDonaldMFG Capital, Inc.Foresters Equity Services, Inc.01-22-2018
Kevin James Pople JrCetera Investment Advisers LLCSecurian Financial Services, Inc.01-22-2018
Eric Steven GandyCUSO Financial Services, L.P.J.P. Morgan Securities LLC01-22-2018
Michael Thomas BerkemeierMutual Securities, Inc.ValMark Securities, Inc.01-23-2018
John Edward Vande GuchteStrategies Wealth Advisors, LLCValMark Securities, Inc.01-23-2018
Kevin Mark NastTriad Advisors LLCSignator Investors, Inc.$5001-24-2018
Scott Charles UrquhartPruco Securities, LLC.Allstate Financial Services, LLC01-26-2018
Paul GeymanPruco Securities, LLC.MML Investors Services, LLC$701-30-2018
Richard Leon ViningV Financial Advisors, LLCSWBC Investment Services, LLC02-01-2018
Elizabeth Ann FoleyHilltop Wealth SolutionsAmeriprise Financial Services, LLC02-01-2018
John Alexander OgrodnickPruco Securities, LLC.Allstate Financial Services, LLC02-01-2018
Kirk Harry LoveL.M. Kohn & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2018
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Showing 1 to 25 of 445 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.