Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Todd Jeremy McCoyAmeritas Investment Company, LLCOneAmerica Securities, Inc.01-11-2019
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Marc R StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Jake Maxwell McNeilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Mark R SteinPruco Securities, LLC.CUNA Brokerage Services, Inc.01-07-2019
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Michael John BrandoneGLP Investment Services, LLCVeritas Independent Partners, LLC01-03-2019
George Christopher SukkarLPL Financial LLCCharles Schwab & Co., Inc.01-02-2019
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Khaled Abdal-Hakim KhirfanSecurities America, Inc.Questar Capital Corporation12-21-2018
Jonathan Steven HayesSecurities America, Inc.Fifth Third Securities, Inc.12-20-2018
Andrew Huston McguireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
Eric Wellington DeemsNYLIFE Securities LLCOppenheimer & Co. Inc.12-19-2018
Thomas L ReidTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.12-19-2018
Nathan Dean SchmiegeInfinex Investments, Inc.Wells Fargo Clearing Services, LLC12-19-2018
Rebecca Jean ChartierInfinex Investments, Inc.Wells Fargo Clearing Services, LLC12-19-2018
Marcella Ann EvansCitizens Securities, Inc.Avantax Investment Services, Inc.12-18-2018
Melissa Ann BellCitizens Securities, Inc.The Huntington Investment Company12-18-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Gabrielle Simone DAngeloFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Rachel Lynn KierasEdward JonesCommonwealth Financial Network12-17-2018
Eric Willard HansenCoreCap AdvisorsRED KITE CAPITAL GROUP LLC12-14-2018
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Showing 1 to 25 of 445 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.