Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Hueter Todd WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$40811-16-2018
Richard Vern HueterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-16-2018
Bob RubarthStifel, Nicolaus & Company, IncorporatedRaymond James$5411-12-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Mike Anderson Ted KorodanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16808-27-2018
Michael Joe AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-24-2018
Theodore Lawrence Korodan JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2018
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$8208-10-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC08-08-2018
Shelly SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer$8607-16-2018
Shelley SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
Michael Anthony VaughnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-27-2018
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Tom Hankins Jay LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$19701-17-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Thomas William Hankins SrStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC01-17-2018
Jon Michael RandallStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-16-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.