Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.01-11-2019
Linda K WinkelmanU.S. Bancorp Investments, Inc.Edward Jones$15001-11-2019
Rachel Ann LeeU.S. Bancorp Investments, Inc.Robert W. Baird & Co. Incorporated01-11-2019
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$15001-10-2019
William Howard Muske IIIMutual of America Securities LLCFarmers Financial Solutions, LLC01-09-2019
John Michael EhlersResources Investment AdvisorsLPL Financial LLC$2501-09-2019
Alfredo G ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Mark KluenderU.S. Bancorp Investments, Inc.Edward Jones01-07-2019
Scott J KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Ryan James AndertInfinex Investments, Inc.Alerus Securities Corporation01-07-2019
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
Jonathan Aaron ThomasSecurian Financial Services, Inc.Nationwide Investment Services Corporation12-27-2018
Peter Lloyd RobinsonKestra Investment Services, LLCPrincipal Securities, Inc.12-18-2018
Nicholas John AndresenLPL Financial LLCCliftonLarsonAllen Wealth Advisors, LLC12-17-2018
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Benjamin Joseph BuehlerSecurian Financial Services, Inc.LPL Financial LLC12-12-2018
Christopher Anthony ConnellyLPL Financial LLCAmeriprise Financial Services, LLC12-06-2018
Connor Thomas MckeenPrincipal Securities, Inc.MML Investors Services, LLC12-05-2018
Jacob John WireU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.12-04-2018
Glenn David MeyerWealth Enhancement Advisory Services, LLCGDM ADVISORY GROUP LTD12-01-2018
Cory Scott MeyerWealth Enhancement Advisory Services, LLCGDM ADVISORY GROUP LTD12-01-2018
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$15011-30-2018
Next Page »

Showing 1 to 25 of 254 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.