Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
John Ries ShevlinWipfli Financial Advisors, LLCAll Star Financial Inc04-12-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.07-09-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Patrick Ryan WilkerU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.01-24-2018
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Sam Louis ReberAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Robyn Rae LampertForthright Financial, LLCBancWest Investment Services, Inc.03-28-2018
Lawrence Andrew KreindelPolar Investment Counsel, Inc.Berthel, Fisher & Company Financial Services, Inc.01-02-2019
Cale J. RossU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.01-11-2019
Robert J. LewisNepsis, Inc.BMO Harris Financial Advisors, Inc.09-06-2018
Michael Harold HenryAmerican Investors Group, Inc.Calton & Associates, Inc.$10001-22-2018
Mitchell Jacob ThompsonMJT & Associates, LLC. Financial Advisory GroupCambridge Investment Research Advisors, Inc.10-31-2018
Janice Haarstick FierBluprint Financial, LLCCambridge Investment Research Advisors, Inc.02-26-2018
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$5001-10-2019
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
John Leonard NelsonTAG Wealth AdvisorsCambridge Investment Research, Inc.10-04-2018
Jesse Joseph EiynckBluprint Financial, LLCCambridge Investment Research, Inc.02-26-2018
Joseph Paul TauerEdward JonesCetera Advisor Networks LLC11-30-2018
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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