Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Andrew LindbergGEN Financial Management Inc.Ameriprise Financial Services, Inc.09-25-2018
Aaron BonnemaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-06-2018
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$10007-27-2018
Aaron Russel ServaisU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.01-17-2018
Adam J. TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.$10004-30-2018
Alexander David CoulterRBC Capital Markets, LLCCommonwealth Financial Network09-14-2018
Alexander J. ArmbrusterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Amanda Jane JohnsonCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Amy L BitnerCetera Investment Services LLCLaSalle St Securities, L.L.C.07-14-2018
Andre J. HendersonFinancial Engines Advisors L.L.C.Ameriprise Financial Services, Inc.08-02-2018
Andreas James ScottMariner Wealth AdvisorsCarlson Capital Management, LLC09-26-2018
Andrew Campbell EarnestU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$10001-11-2019
Andrew Frederick LundbergThe Oak Ridge Financial Services Group, Inc.Feltl & Company$10008-31-2018
ANDREW JAMES TUFFORDAdvisorNet Wealth ManagementCetera Advisor Networks LLC05-17-2018
Andrew John GreeneWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Angela Dawn O NeilinAmeriprise Financial Services, Inc.Independent Financial Partners08-15-2018
Anthony Zantua ZantuaKestra Investment Services, LLCWealth Enhancement Brokerage Services, LLC$50010-19-2018
Arif Hasnat KhanFarmers Financial Solutions, LLCLincoln Financial Securities Corporation07-12-2018
Ashley Nicole PizerSecurian Financial Services, Inc.Edward Jones08-15-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Barry Walter WoldAdvisorNet Wealth ManagementRaymond James & Associates, Inc.01-11-2018
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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