Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dobbin McCrea Jr., Kevin A. RollwagenMorgan StanleyRobert W. Baird & Co.$9805-23-2018
Donald Alex NelsonThe Oak Ridge Financial Services Group, Inc.Feltl & Company$15009-28-2018
Donald Eugene WilsonUnited Planners' Financial Services of America A Limited PartnerFocus Financial05-10-2018
Donald Walter DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Donna Marie GundersonAmeriprise Financial Services, Inc.Edward Jones$10006-15-2018
Donovan Dale LaibWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$50001-10-2019
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-26-2018
Dylan Richard WondraRedhawk Wealth Advisors, Inc.Ameriprise Financial Services, Inc.02-05-2018
Eaton Lloyd MillerPlanWell Financial Guidance, LLCSuperior Financial, LLC05-18-2018
Edward Bradley SmithCommonwealth Financial NetworkSecurian Financial Services, Inc.$11008-14-2018
Edward Harry WarnCetera Advisor Networks LLCAvantax Investment Services, Inc.$10009-20-2018
Edward Joseph FisherIndependent Financial Group, LLCLPL Financial LLC02-28-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$10007-09-2018
Eric Jean OvervigThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.$10004-16-2018
Eric Jon PeytonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Erik Allan HaugoSolidity Financial LLCSpire Wealth Management, LLC03-31-2018
Erik Jeffrey YoungValtinson Bruner and Young Financial PlanningWoodbury Financial Services, Inc.08-31-2018
Ford Christopher DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Gary George GilbertLPL Financial LLCCapital Financial Services, Inc.$10008-20-2018
Gary Lawrence WaltersAmeriprise Financial Services, Inc.Edward Jones11-16-2018
Gary Lewis NelsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-08-2018
Geoffrey Ervin Lester-GeorgeLifetime Capital Planning Group LLCRetirement Wealth Advisors, Inc.05-09-2018
Gina Kay BlairMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-10-2018
Grant Daniel HuttelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Principal Securities, Inc.05-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.