Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Billie Jo Van LithCetera Advisor Networks LLCAvantax Investment Services, Inc.$25005-30-2018
Dean Nolan BertschCetera Advisor Networks LLCLPL Financial LLC$25003-19-2018
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$50001-10-2019
Edward Harry WarnCetera Advisor Networks LLCAvantax Investment Services, Inc.$10009-20-2018
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
Robert Joseph FelixCetera Advisor Networks LLCTD Ameritrade, Inc.08-17-2018
Sean Patrick BarrettCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-28-2018
Shawn Phillip WalshCetera Advisor Networks LLCMML Investors Services, LLC08-16-2018
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$25001-10-2019
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$22009-13-2018
Zachary HollowayCetera Advisor Networks LLCEdward Jones03-12-2018

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.