Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Jacob ThomasRLB Financial1st Global Capital Corp.09-18-2018
Scott Allen Van De VenCetera Financial Specialists LLC1st Global Capital Corp.03-26-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Craig Allen WagenschutzEdward JonesAccelerated Wealth Advisors LLC01-19-2018
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Ronald A. SchammertEdward JonesAllstate Financial Services, LLC05-10-2018
Robert Gregory HubbardVALIC Financial Advisors, Inc.Allstate Financial Services, LLC04-09-2018
James Franklin ThomasAmeriprise Financial Services, LLCAmerican Century Investment Services Inc.08-15-2018
Taylor Brianne AhernCommunityAmerica Financial Solutions, LLCAmerican Century Investment Services Inc.06-05-2018
Ethan Thomas PaceNorthwestern Mutual Investment Services, LLCAmerican Century Investment Services Inc.01-23-2018
Tameem HabibEdward JonesAmerican Financial Network Advisory Services, LLC01-16-2018
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, LLC$10001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Mary Colleen BeckemeyerSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Joseph Benjamin StrikeSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, LLC11-19-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, LLC10-25-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, LLC09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, LLC08-21-2018
Lynn Carol McEwenEdward JonesAmeriprise Financial Services, LLC$10006-11-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, LLC06-04-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.