Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl P MongoldEdward JonesPFS Investments Inc.04-03-2018
Michael James VredenburghMoneta Group Investment Advisors, LLCPlancorp, LLC02-02-2018
Dane Edward SelkeEdward JonesPlante Moran Financial Advisors09-05-2018
Crystal Sage BarkerEdward JonesPNC Investments$1005-18-2018
Sharlee Nicole ZalewskiEdward JonesPNC Investments03-02-2018
Joshua Darrell CarterEdward JonesPNC Investments$15001-24-2018
Bradley Alan GutzlerEdward JonesPortfolio Brokerage Services, Inc.09-10-2018
Kyle Edmund HillHill-Top Financial Planning, LLCPrairie Capital Management, LLC10-23-2018
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
David IvanoudisEdward JonesProEquities, Inc.05-15-2018
Alex Corbin RockEdward JonesProFunds Distributors, Inc.04-16-2018
Aloysius Martin BrownWorthyNest LLCProsperity Capital Advisors07-03-2018
Joey Marie OrdwayEdward JonesPruco Securities, LLC.07-30-2018
Dustin M. LindleyEdward JonesPruco Securities, LLC.05-02-2018
Casey Blake BumgarnerEdward JonesPruco Securities, LLC.04-18-2018
Eric J. GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
Stacy Lea DavisThe O.N. Equity Sales CompanyQuestar Capital Corporation$2004-23-2018
Daniel James FrankEdward JonesRademacher Financial, Inc.07-30-2018
Joseph Brendan FrazierEdward JonesRaymond James & Associates, Inc.09-04-2018
Danny Joe PettyEdward JonesRaymond James & Associates, Inc.06-25-2018
Davyd Jaron JonesEdward JonesRaymond James & Associates, Inc.01-26-2018
Zachary Ross HebbertEdward JonesRaymond James Financial Services, Inc.12-10-2018
Rebecca L. Carpenter TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
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Showing 201 to 225 of 344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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