Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
J Darren HillisAmeriprise Financial Services, Inc.Morgan Stanley12-07-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Steven Michael HollisArbor Point AdvisorsBeam Asset Management, LLC01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Walter Carl RoddyAXA Advisors, LLCCetera Advisor Networks LLC$10006-08-2018
Blake Joseph RobbinsAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
Richard B Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$5002-02-2018
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Rebecca L. Carpenter TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
David Michael AptedBristol Financial LLCForest Securities, Inc.08-08-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$2510-19-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$5007-24-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$103-05-2018
Craig Daniel SnavelyCenter Street Securities, Inc.Cambridge Investment Research, Inc.01-29-2018
Chad Michael CentorbiCentorbi Financial Group, Inc.Silver Oak Securities, Incorporated03-21-2018
Next Page »

Showing 1 to 25 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.