Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James SmithAcropolis Investment Management, L.L.C.VALIC Financial Advisors, Inc.09-18-2018
Adam Byron ClarkAdvicePeriod, LLCMoneta Group Investment Advisors, LLC03-01-2018
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Timothy Allen HeuiserAmeriprise Financial Services, LLCMorgan Stanley$15012-07-2018
Craig Joseph BayesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-14-2018
James Franklin ThomasAmeriprise Financial Services, LLCAmerican Century Investment Services Inc.08-15-2018
Stuart Evan SmithAmeriprise Financial Services, LLCCUSO Financial Services, L.P.03-16-2018
Duc Phuong LeAmeritas Investment Company, LLCUSI Advisors01-09-2019
Erin Kathleen SinclairArlington Securities, Inc.Hornor, Townsend & Kent, LLC07-10-2018
Dwight Alan Fay SrAuxan Capital Advisors, LLCAmeriprise Financial Services, LLC11-19-2018
Robert Horace Parker JrAvantax Investment Services, Inc.Farmers Financial Solutions, LLC04-19-2018
Scott Allan WilsonBancWest Investment Services, Inc.Cetera Investment Services LLC04-03-2018
Roger Andrew JamesBankers Life Securities, Inc.The O.N. Equity Sales Company06-20-2018
Brent Merle WeisenbornBKS Investment Services, Inc.Infinex Investments, Inc.07-09-2018
David M AptedBristol Financial LLCForest Securities, Inc.08-08-2018
Christopher ErlewineBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-06-2018
Jerry Allen SloneBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-06-2018
Nicholas Joel OxleyBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-06-2018
Cindy Samosky McgheeBuckingham Strategic Wealth, LLCARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC08-01-2018
Edward Wygant Gray IIIBuckingham Strategic Wealth, LLCFinancial Solutions Advisory Group08-01-2018
Jay W WirigBuckingham Strategic Wealth, LLCThomas Doll07-27-2018
Brian Anthony RoemkeBuckingham Strategic Wealth, LLCPruco Securities, LLC.04-27-2018
Sara Beth CookeBuckingham Strategic Wealth, LLCMorgan Stanley02-14-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$2510-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.