Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles William HindeSagePoint Financial, Inc.Fidelity Distributors Company LLC01-16-2018
Lawrence Lee ByarsEdward JonesFarmers Financial Solutions, LLC01-18-2018
Kenneth Neal GerlachTIAA-CREF Individual & Institutional Services, LLCPNC Investments01-24-2018
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Michael James CaplesFarmers Financial Solutions, LLCCountry Capital Management Company01-29-2018
Marisa Ann GriggsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-30-2018
Joseph Alan SampsonSt. Bernard Financial Services, Inc.NYLIFE Securities LLC01-30-2018
Brewster Mcewan EllisFrontier Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2018
Richard Bryan YustEquitable Advisors, LLCMML Investors Services, LLC$5002-02-2018
Michael James VredenburghMoneta Group Investment Advisors, LLCPlancorp, LLC02-02-2018
Anne Durbin ScottLPL Financial LLCEdward Jones$5002-05-2018
Bryan Lee SachanStifel, Nicolaus & Company, IncorporatedScottrade, Inc.02-05-2018
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
Todd F GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
Bradley Eugene JohnsonTD Ameritrade, Inc.W&S Brokerage Services, Inc.02-07-2018
Ryan Gabriel SpaldingSummit Wealth StrategiesMorgan Stanley02-08-2018
Kevin Anthony GoveroIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
John Wallace BassIndependent Financial Group, LLCSignator Investors, Inc.$5002-13-2018
Steven Charles ArndtIndependent Financial Group, LLCSignator Investors, Inc.$2502-13-2018
Daniel Ross HeironimusIndependent Financial Group, LLCSignator Investors, Inc.$14702-13-2018
Adam Michael ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones02-13-2018
Ryan Michael MeridethIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
Steven Andrew AddisonIndependent Financial Group, LLCSignator Investors, Inc.02-14-2018
Sara Beth CookeBuckingham Strategic Wealth, LLCMorgan Stanley02-14-2018
Angelea M HackstadtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-20-2018
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.