Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Adesola Omoshalewa AdebayoEdward JonesThrivent Investment Management Inc.08-06-2018
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Albert Kenneth LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Alex Corbin RockEdward JonesProFunds Distributors, Inc.04-16-2018
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Allen Lee Shands Jr.Edward JonesSecurian Financial Services, Inc.06-11-2018
Allison Rachel Senecal AventEdward JonesMercer Allied Company, L.P.08-13-2018
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Amy Lynn PalmerEdward JonesCambridge Investment Research, Inc.07-16-2018
Andrew C. HaleEdward JonesFarmers Financial Solutions, LLC09-10-2018
Andrew F. BrownEdward JonesUAT Resources, LLC10-08-2018
Andrew Joseph SoladaEdward JonesUBS Securities LLC09-17-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Angela Atkins AmbroseEdward JonesSECU Brokerage Services07-31-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Anthony Dwayne RichEdward JonesCambridge Investment Research, Inc.06-11-2018
Anthony Eugene UrrutiaEdward JonesFarmers Financial Solutions, LLC09-12-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Anthony Robert DedierEdward JonesAXA Advisors, LLC03-20-2018
Antoinetta L FreemanEdward JonesWoodbury Financial Services, Inc.09-24-2018
Antonio Andres LopezEdward JonesIvy Distributors, Inc.11-19-2018
Arthur Clifford CosperEdward JonesLPL Financial LLC08-17-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Arvid HansenFinanciaLife Outfitters LLCEquity Services, Inc.03-29-2018
Next Page »

Showing 1 to 25 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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