Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maxwell Jared SynonCommerce Brokerage Services, Inc.Smith, Moore & Co.01-11-2019
Paul David Russell JrNorthwestern Mutual Investment Services, LLCEdward Jones01-09-2019
Duc Phuong LeAmeritas Investment Company, LLCUSI Advisors01-09-2019
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, LLC01-03-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Diane Renee HaneklauVestech Asset Management Inc.K. W. Chambers & Co.01-02-2019
Allen Lee FrederickCapital Management Services, Inc.Brokers International Financial Services, LLC.01-02-2019
Andrew Brandt BradshawTower Wealth ManagersCreative Planning12-26-2018
Christina Sue HakeSmith, Moore & Co.Saxony Securities, Inc.12-21-2018
Angelo Garcia AgsalunaWells Fargo Clearing Services, LLCE*TRADE Securities LLC12-20-2018
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Ryan SCott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Eric J GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
Ryan Charles HamiltonSecurities America, Inc.MML Investors Services, LLC12-07-2018
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
William Michael WilcoxRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.11-30-2018
Marianne Frances DennieRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.11-30-2018
Carlie Ann HausmannWells Fargo Clearing Services, LLCPrivate Client Services, LLC11-30-2018
Robert MolinaEdward JonesSeverin Investments LLC11-26-2018
Timothy Ford HanserClayton Financial Group, LLCBuckingham Strategic Wealth, LLC11-21-2018
Gregory Chad VickersEdward JonesLPL Financial LLC11-21-2018
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.