Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maxwell Jared SynonCommerce Brokerage Services, Inc.Smith, Moore & Co.01-11-2019
Steven Todd ForanEdward JonesFarmers Financial Solutions, LLC01-10-2019
Paul David Russell Jr.Northwestern Mutual Investment Services, LLCEdward Jones01-09-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Grant Joseph TrowerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Kellen Paris WoodardEdward JonesEdward Jones01-08-2019
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Joshua Michael ShafferEdward JonesAvantax Investment Services, Inc.01-07-2019
Jason A SnipeSaxony Securities, Inc.Kestra Investment Services, LLC01-03-2019
Jacob D KinsleyEdward JonesThe Huntington Investment Company01-03-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Allen Lee FrederickCapital Management Services, Inc.Brokers International Financial Services, LLC.01-02-2019
Diane Renee HaneklauVestech Asset Management Inc.K. W. Chambers & Co.01-02-2019
Andrew Brandt BradshawTower Wealth ManagersCreative Planning12-26-2018
Linda Ann BauwensAmeriprise Financial Services, LLCThrivent Investment Management Inc.12-21-2018
Sean Richard SpringerEdward JonesEdward Jones12-21-2018
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Scott Robert WesleyTwo West Capital Advisors LLCMSEC, LLC12-19-2018
Justin Curtis RueterCompass Retirement Group LLCEdward Jones12-19-2018
Drew Ryan WaldronTwo West Capital Advisors LLCMariner Wealth Advisors12-18-2018
Patrick Wayne NorrisEdward JonesThrivent Investment Management Inc.12-17-2018
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Showing 1 to 25 of 552 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.