Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James GrunzingerSaxony Securities, Inc.Wheelhouse Securities Corporation$2505-03-2018
William Eager Howard IVSaxony Securities, Inc.Wheelhouse Securities Corporation$5005-03-2018
Dustin Matthew LindleyEdward JonesPruco Securities, LLC.05-02-2018
Daniel Robert BrownEdward JonesFarmers Financial Solutions, LLC05-01-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Matthew CrabtreeMidwestern Securities Trading Company, LLCCambridge Investment Research, Inc.$2504-25-2018
Melanie Maureen WarrenPrivate Client Services, LLCCambridge Investment Research, Inc.04-25-2018
Blake Joseph RobbinsAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
John David RandallEdward JonesCitizens Securities, Inc.04-23-2018
Stacy Lea DavisThe O.N. Equity Sales CompanyQuestar Capital Corporation$104-23-2018
John Dudley WilsonEdward JonesTransamerica Financial Advisors, Inc04-19-2018
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Nathaniel C BeaverEdward JonesJ.P. Morgan Securities LLC04-19-2018
Robert Horace Parker Jr.HD Vest Investment ServicesFarmers Financial Solutions, LLC04-19-2018
Casey Blake BumgarnerEdward JonesPruco Securities, LLC.04-18-2018
Guido Andrew Dipietro IIIEdward JonesPFS Investments Inc.04-18-2018
Michael Jerome GrantSaxony Securities, Inc.CUNA Brokerage Services, Inc.$104-17-2018
Alex Corbin RockEdward JonesProFunds Distributors, Inc.04-16-2018
Dax Kirk WestlundEdward JonesWells Fargo Clearing Services, LLC04-16-2018
Joel TorresEdward JonesBB&T Securities, LLC04-16-2018
Lourdes Ros McmichaelEdward JonesNYLIFE Securities LLC04-16-2018
Matthew Lane UnderwoodEdward JonesJ.W. Cole Financial, Inc.$104-16-2018
Joseph Edward EichackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1004-13-2018
Joshua Michael BellEdward JonesNationwide Investment Services Corporation04-13-2018
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Showing 226 to 250 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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