Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Richard SeamonEdward JonesPurshe Kaplan Sterling Investments04-11-2018
Jaime Michelle LuebbeEdward JonesState Farm VP Management Corp.04-10-2018
Zachary OldhamVESTECH Securities, Inc.VALIC Financial Advisors, Inc.04-10-2018
Bryan Dean HarastyEdward JonesInvesco Distributors, Inc.04-09-2018
Christopher Allen MarburgerEdward JonesFidelity Brokerage Services LLC04-09-2018
James MetzgerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Karl P MongoldEdward JonesPFS Investments Inc.04-03-2018
Nicholas William YoungEdward JonesMutual of Omaha Investor Services, Inc.04-03-2018
Robert Edward EusticeEdward JonesThe Leaders Group, Inc.$5004-03-2018
William Charles JohnsonEdward JonesUSAA Investment Management Company$2504-03-2018
Bradley Ryan HamblinEdward JonesJ.P. Morgan Securities LLC$5004-02-2018
Brett Matthew SmootEdward JonesAXA Advisors, LLC04-02-2018
Justin Steven BrownRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2018
Steven Brodrick ShiekEdward JonesWells Fargo Clearing Services, LLC04-02-2018
Todd Joseph KrentzRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2504-02-2018
Arvid HansenFinanciaLife Outfitters LLCEquity Services, Inc.03-29-2018
Jennifer Marie MackieEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Randyl Robert TaberSaxony Securities, Inc.International Assets Advisory, LLC03-29-2018
John Mark WeberEdward JonesSG Americas Securities, LLC03-26-2018
Scott Allen Van De VenCetera Financial Specialists LLC1st Global Capital Corp.03-26-2018
Christopher Thaddeus HuxleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2018
Lee Michael SchuermannEdward JonesScottrade, Inc.03-23-2018
Chad Michael CentorbiCentorbi Financial Group, Inc.Silver Oak Securities, Incorporated03-21-2018
Melissa Jane Wright-MorrisonUSA Financial Securities CorporationSunset Financial Services, Inc.03-21-2018
William Lee RappMoney Concepts Capital CorpSignator Investors, Inc.03-21-2018
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Showing 251 to 275 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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