Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Robert DedierEdward JonesAXA Advisors, LLC03-20-2018
Mariasusana Inez ArvizuEdward JonesWells Fargo Clearing Services, LLC03-19-2018
Joseph ReidEdward JonesFBL Marketing Services, LLC03-16-2018
Frank Alexander AvilaEdward JonesWells Fargo Clearing Services, LLC03-14-2018
Richard B Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Austin Martin PetersEdward JonesSagePoint Financial, Inc.03-13-2018
Jeffrey Lee GoffWaddell & ReedEdward Jones$15003-13-2018
Jerry Walter BoucherEdward JonesPutnam Retail Management Limited Partnership03-12-2018
Judi Rubin McanawEdward JonesJ.P. Morgan Securities LLC03-12-2018
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial ServicesNational Planning$20003-08-2018
Christina Ann TuckerEdward JonesScottrade, Inc.03-07-2018
Brad Jensen MeadorVALIC Financial Advisors, Inc.Scottrade, Inc.03-05-2018
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$103-05-2018
Luke Ryan MccartyUMB Financial Services, Inc.Raymond James Financial Services, Inc.03-05-2018
Sharlee Nicole ZalewskiEdward JonesPNC Investments$103-02-2018
Meghan Alicia HaynesEdward JonesJ.P. Morgan Securities LLC02-28-2018
Candice Marie FrantzEdward JonesThe Huntington Investment Company02-27-2018
Christopher Louis RichieEdward JonesPaychex Securities Corporation02-27-2018
Jason Allan KrekeLPL Financial LLCEdward Jones02-27-2018
Deborah G BucklerEdward JonesW&S Brokerage Services, Inc.02-22-2018
John Timothy JoynerEdward JonesState Farm VP Management Corp.02-22-2018
Chad Masanori NakamuraEdward JonesMutual of Omaha Investor Services, Inc.02-21-2018
Rodger N Jackson Jr.Edward JonesFidelity Investments Institutional Services Company, Inc.$2502-20-2018
John Wallace BassIndependent Financial Group, LLCSignator Investors, Inc.$5002-13-2018
Kevin Anthony GoveroIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
« Previous PageNext Page »

Showing 276 to 300 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.