Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Simeon Kenneth SnowBagby Financial ServicesAvantax Investment Services, Inc.07-10-2018
Michael DelaneyEdward JonesTD Ameritrade, Inc.07-09-2018
Daniel AlmeidaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Brent Merle WeisenbornBKS Investment Services, Inc.Infinex Investments, Inc.07-09-2018
Walter A. JuarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company07-09-2018
Nicholas W. KingTD Ameritrade Investment Management, LLCStrategic Advisers LLC07-03-2018
Aloysius Martin BrownWorthyNest LLCProsperity Capital Advisors07-03-2018
Lars Dean OmlidMoloney Securities Co., Inc.Financial Planning Consultants, Inc.07-02-2018
Sarah Zillion BurgerMoloney Securities Co., Inc.Financial Planning Consultants, Inc.$5007-02-2018
Steve Alan TeibelMoloney Securities Co., Inc.Financial Planning Consultants, Inc.$1007-02-2018
Vincent C NockowskiEdward JonesMorgan Stanley07-02-2018
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Bret S. CarterWells Fargo Clearing Services, LLCEdward Jones07-02-2018
Adam James MaddoxPruco Securities, LLC.Thrivent Investment Management Inc.06-29-2018
Drew David HowardEdward JonesLincoln Financial Advisors Corporation06-29-2018
Shawn Lee EhrhardtWoodbury Financial Services, Inc.Lincoln Financial Advisors Corporation$2506-28-2018
Stephen Leo WerkmeisterEdward JonesTD Ameritrade, Inc.06-28-2018
Jonathan Paul StormsEdward JonesThe Huntington Investment Company06-27-2018
Brian Robert BellRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Danny Joe PettyEdward JonesRaymond James & Associates, Inc.06-25-2018
Daniel Ray HermanEdward JonesTD Ameritrade, Inc.06-25-2018
Cody C RiestererEdward JonesCharles Schwab & Co., Inc.06-25-2018
Kevin Michael BeahanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Roger Andrew JamesBankers Life Securities, Inc.The O.N. Equity Sales Company06-20-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.