Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Michael MeridethIndependent Financial Group, LLCSignator Investors, Inc.02-13-2018
Steven Charles ArndtIndependent Financial Group, LLCSignator Investors, Inc.$2502-13-2018
Bradford Lee OwensEdward JonesVoya Financial Advisors, Inc.02-12-2018
Derek Allen NicklesonEdward JonesBMO Harris Financial Advisors, Inc.02-12-2018
Grant R MyersEdward JonesBlackRock Investments, LLC$10002-12-2018
Melissa Sue MillerEdward JonesApex Clearing Corporation02-12-2018
Mohamed Hamed Aly EldawyVESTECH Securities, Inc.Regal Investment Advisors LLC02-09-2018
Lillie A PowellPNC InvestmentsMML Investors Services, LLC$2,00002-08-2018
Todd F GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
Todd Huebler IIEdward JonesFarmers Financial Solutions, LLC02-05-2018
William Allen DialEdward JonesFidelity Brokerage Services LLC02-05-2018
David Warren SmithEdward JonesW&S Brokerage Services, Inc.02-02-2018
Joshua Jer'Mar LongEdward JonesTransamerica Financial Advisors, Inc02-02-2018
Michael James VredenburghMoneta Group Investment Advisors, LLCPlancorp, LLC02-02-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$5002-02-2018
Susan Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2018
Christopher Joe BakerEdward JonesSaybrus Equity Services, LLC$5002-01-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, Inc.01-29-2018
Craig Daniel SnavelyCenter Street Securities, Inc.Cambridge Investment Research, Inc.01-29-2018
Michael James CaplesFarmers Financial Solutions, LLCCountry Capital Management Company01-29-2018
Michael Sullivan BridgesEdward JonesNorthwestern Mutual Investment Services, LLC01-29-2018
Davyd Jaron JonesEdward JonesRaymond James & Associates, Inc.01-26-2018
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Joshua Darrell CarterEdward JonesPNC Investments$15001-24-2018
« Previous PageNext Page »

Showing 301 to 325 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.